With the Securities Regulation Institute’s 49th Annual Conference underway, Vcheck Global’s Seth Harlan speaks with Elaine Greenberg, Shareholder at Greenberg Traurig LLP and former senior officer in the the United States Securities and Exchange Commission’s (SEC) Enforcement Division. Highlights from this RiskWatch podcast episode include anticipated changes in the types of sanctions and relief sought by the SEC in its enforcement actions, the Enforcement Division’s prioritization of Environmental, Social, and Corporate Governance (ESG), and the SEC’s cybersecurity enforcement actions.
Elaine has more than 30 years of securities law experience, with 25 of those years spent at the SEC. Now, with Greenberg Traurig LLP, Elaine’s work focuses on DOJ, FINRA, SEC, State Attorneys General and other related regulatory matters (examinations, enforcement, and litigation), corporate and white-collar defense investigations, and public finance.
- 01:09 – 06:57 Anticipated changes in the types of sanctions and relief sought by the SEC in its enforcement actions
- 06:58 – 09:19 The prioritization of ESG by the SEC’s Enforcement Division
- 09:20 – 10:12 Cybersecurity enforcement actions by the SEC’s Enforcement Division