Intentionally lie to a federal agency? You MIGHT be punished!

From Page 5 of the Uniform Application for Broker-Dealer Registration, OMB Number 3235-001: “Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure to keep accurate books and records or otherwise to comply with the provisions of law applying to the conduct of business as a broker-dealer would violate the Federal …